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Stem cell transplantation
involves the transfer of lympho-hemopoietic
stem cells. This transfer can take place back
into the patient him/herself (autologous), or
into a different human being (allogeneic). Until
about 15 years ago, such stem cell transplants
(SCT) nearly always utilized bone marrow, but
more recently the use of "mobilized"
stem cells from the peripheral blood has become
increasingly popular.
Indications
for SCT
There are basically
three major indications for SCT. The most frequent
indication is the attempt to overcome the side
effects of very high-dose chemotherapy. Such
transplants, which may be autologous or allogeneic,
are performed for breast cancer and other solid
tumors, malignant lymphoma, myeloma, and acute
leukemia in remission.
The second indication
is to replace defective stem cells; the defect
may be acquired (e.g., aplastic anemia), or
congenital (e.g., immunodeficiencies, sickle
cell anemia, or certain metabolic disorders).
Obviously, only allogeneic SCT can fulfill this
role.
The third indication
for SCT is to utilize the immune system of the
donor to fight a malignancy in the recipient.
Again, only allogeneic SCT can exert this "adoptive
immunotherapy" (1), which is often called
a "graft vs. tumor" effect.
Preparative
Regimen
Typically, the
infusion of stem cells is preceded by a preparative
regimen of chemotherapy with or without total
body irradiation (TBI).This preparative regimen
has the effect of killing tumor cells, creating
"space" in the marrow cavity for the
new stem cells to engraft, and paralyzing the
immune system of the recipient, in order to
decrease the risk of rejection of allogeneic
stem cells.
Autologous SCT
for malignant lymphoma probably relies only
upon the first effect of the preparative regimen,
whereas for allogeneic SCT for chronic muelogenous
leukemia (CML) all three effects are of essence.
During allogeneic SCT the various effects of
the preparative regimen occur simultaneously,
and for many years the importance of each single
effect was not addressed.
The high risk
of relapse of CML after syngeneic twin SCT or
after allogeneic SCT with T-cell depleted stem
cells suggests that the tumoricidal effect of
the preparative regimens used (mainly TBI +
Cytoxan, or Busulfan + Cytoxan) was insufficient
to completely eliminate the malignant clone,
and that the infusion of immunocompetent cells
(e.g., T-cells) with the stem cells is pivotal
for the curative effect of allogeneic SCT. Thus,
to cure CML the "graft vs. leukemia"
effect appears more important than the preparative
regimen.
Complications
All SCT preparative
regimens consisting of high-dose chemotherapy
and / or radiation have the potential for extensive
toxicity. Mucositis, diarrhea, and transient
pancytopenia are inevitable side-effects of
most preparative regimens, and these complications
are synergistic in dramatically increasing the
risk of bacterial and fungal infections.
Loss
of appetite and energy, alopecia, and nausea
/ vomiting are very frequent and add to poor
physical and emotional tolerance of the transplant
procedure. Any decrease in toxicity, without
concomitant loss of efficacy, would be desirable.
Misleading
name
This combination
of factors led to the introduction of "mini-transplant"
or "transplant-lite," both of which
are unfortunate misnomers. These allogeneic
transplants use less toxic preparative regimens
but still have all the risks of any stem cell
transfer between two immunologically nonidentical
individuals, i.e., rejection, graft-versus-host
disease, and immunodeficiency with increased
risk of (viral) infection.
The
main goal of a "mini-transplant" is
to establish the allogeneic stem cell graft
in the recipient with as little toxicity as
possible. Since the myelotoxic effect of the
preparative regimen is far less, most of the
antitumor effect of the allograft will have
to come from the "graft vs. tumor"
effect - the immunological attack of the tumor
by the donor's transferred immune system.
Factors in
chemotherapy
The amount of chemotheraphy
/ radiation necessary to allow allogeneic engraftment
depends on a large number of factors, among which
allosensitization, dose of stem cells, HLA-match,
post-transplant immunosuppression, and available
marrow "space" are the most important.
A number of different preparative regimens have
in common that they do not permanently eradicate
bone marrow function of the recipient, although
many of these regimens do cause transient marrow
aplasia. Such regimens are lumped together under
the name "non-myeloablative" preparative
regimens.
The MD Anderson
group used a combination of fludarabine (120 mg/m2)
with either idarubicin (36 mg/m2) and
Ara-C (8 g/m2) or melphalan (140 mg/m2),
or a combination of 2-CDA (60 mg/m2)
and Ara-C (5 g/m2)(2). Infusion of
A combination
of factors led to the introduction of 'mini-transplant'
or 'transplant-lite' which are unfortunate misnomers.
HLA-identical stem cells in those patients with
advanced leukemia resulted in engraftment in at
least eight of 12 evaluable patients.
Subsequently, this
group utilized fludarabine (120-125 mg/m2)
and melphalan (140-180 mg/m2) in 13
patients with advanced myeloma, receiving stem
cells from an HLA-identical sibling (n=9) or from
a matched unrelated donor (n=4)(3). Twelve patients
engrafted and had full chimerism by day 30. With
the combination of fludarabine and cyclophosphamide
(900-2,000 mg/m2), 11 of 15 patients
with chronic lymphocytic leukemia or malignant
lymphoma who had received stem cells from HLA-identical
siblings, showed engraftment of donor cells. The
remaining four patients had rapid autologous recover
(4).
Other studies
Slavin et al.,
in Jerusalem used fludarabine (180 mg/m2),
oral busulfan (8 mg/kg), and antilymphocyte
globulin as the preparative regimen for stem
cell transplant from HLA-identical siblings
in 26 patients with a variety of hematologic
diseases (5). Some patients did not develop
transient severe neutropenia, and 4 patients
did not require any platelet transfusions. All
patients had full or partial engraftment with
donor cells.
At the NIH, Barrett
et al., used fludarabine 125 mg/m2
incombination with cyclophosphamide (120 mg/kg)
to prepare 11 patients for stem cell transplants
from HLA-identical siblings; all patients had
at least partial engraftment with donor cells
(6).
Sykes et al.,
were able to establish engraftment of HLA-mismatched
donor stem cells in four out of five patients
with lymphoma, following a preparative regiment
of cyclophosphamide 200 mg/kg, thymic irradiation,
and antilymphocyte globulin before and after
the infusion of stem cells. The patients showed
mixed chimerism, with lymphoid cells mostly
of donor origin, but myeloid lineages to a varying
degree still of recipient origin (7).
Whereas all these
studies used a combination of a purine-analog
with a myelotoxic drug, the Seattle group used
a single dose of 200 cGy total body irradiation
as their preparative regimen (8). This dose
of 200 cGy does not appear to cuse irreversible
bone marrow failure, at least in dogs. In combination
with cyclosporine (Neoral®; Sandimmune®), and
mycophenolate mofetil (CellCept®) as immunosuppressive
agents, allogeneic engraftment can be obtained
in humans, as was predicted from the dog model.
At a recent meeting,
Storb presented data on 56 patients with hematological
malignancies (9). The patients had a median
age of 56 years, and had a nadir of their white
cells of around 750 / mm3 occurring
between 15 and 20 days after stem cell infusion.
Engraftment was documented in about 80 percent
of cases and mostly represented mixed chimerism.
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New discoveries
These studies indicate
that the old adage that required intense immunosuppression
of the recipient prior to transplant, to allow
engraftment of allografts, particularly of mismatched
allografts, no longer holds.
With more powerfull
immonosupporessive agents after transplant,
and with higher doses of donor stem cells (often
mobilized peripheral blood stem cellsP, engraftment
may now be established in situations that were
unthinkable even a decade ago.
Two different
concepts have led to the use of "non-myeloablative"
preparative regimens for allografts. The first,
and currently most frequently applied, aims
to establish donor stem cell engraftment with
the minimal amount of toxicity from the preparative
regimen. This concept relies completely upon
the "graft vs. tumor" effect of the
allograft to fight the underlying malignancy
in the recipient.
For many patients
the "cost" of lack of tumoricidal
effect of the preparative regimen is more than
offset by the benefit of lower organ damage.
In particular, patients with less than optimal
organifunction due to treatment, concomitant
disease, or age may benefit from such an approach.
Establishing
full chimerism
Patients at the high end
of the age spectrum where allografts may be
considered (50 to 70 years) have been most frequently
included in the studies reported. This concept
aims for full chimerism, with all hematologic
cells ultimately of donor origin.
If mixed chimerism
is found, withdrawal of immunosuppression and
/ or infusion of donor lymphocytes (DLI) are
used to make the chimerism complete. Consequently,
for many patients the secondary aim is to establish
full chimerism gradually. At this point,
the lymphokines released by recipient cells
as a result of the preparative regiment will
have subsided. The absence of high levels of
lymphokines, in combination with the temporary
persistence of recipient myeloid cells, may
lead to less aggressive graft vs. host disease
(GvHD).
Permanent,
mixed chimerism
The second concept that
may be pursued with non-myeloablative allografts
is the establishment of permanent and stable mixed
chimerism. This therapy would be curative for
many genetic diseases, such as
Use of terms
such as 'mini-transplants' or 'transplant-lite'
have led many observers to believe that allografts
are easier or less complicated ... Frankly,
nothing could be further from the truth.
sickle cell anemia, congenital immunodeficiencies,
if at least partial donor hematopoiesis would
be established.
Observations with
inadvertent mixed chimerism following myeloablative
preparative regimens and allografts, suggest that
GvHD is far less severe under these conditions.
Changing beliefs
Use of terms such
as "mini-transplants" or "transplant-lite"
have led many observers to believe that such
allografts are easier or less complicated. In
fact, some insurance companies do not even count
allografts following a nonmyeloablative preparative
regimen among the allograft experience of transplant
centers.
Physicians with
limited or no experience in allgrafting embark
on mini-transplants under the assumption that
these transplant procedures are less challenging
than allotransplants using a more intense preparative
regimen.
Frankly, nothing
could be farther from the truth. Non-myeloablative
regiment allografts exchange early toxicity
for the risk of delayed complications. The situation
is not unlike that of T-cell depletion of allografts.
During the years
that T-cell depletion of allografts was very
popular, the early toxicity of the transplants
clearly decreased. Effective prevention of severe
GvHD necessitated less use of steroids, and
resulted in fewer infections and less organ
toxicity.
Unfortunately,
the incidences of graft rejection and disease
recurrence increased. Currently, few transplant
centers still use T-cell depletion for average-risk
allografts.
Non-myeloablative
regimens cause less organ toxicity, but the
use of highly immunosuppressive drugs (fludarabine,
mycophenolate mofetil, antilymphocyte globulin)
appear to increase the risk of viral and fungal
infections (10,11). Furthermore, rejection of
donor stem cells seems to be more frequent.
GvHD debate
As far as GvHD
is concerned, the jury is still out. Some studies
suggest that GvHD is less of a problem than
after allografts with "regular" preparative
regimens, but most studies report considerable
GvHD.
The decrease in
immediate toxicity of the preparative regimen,
in combination with the very short duration
of pancytopenia after the use of mobilized peripheral
blood stem cells, allow non-myeloablative allografts
to take place at least partly in the outpatient
setting. This fits the trend of providing an
increasing part of stem cell transplant care
outside the hospital, in order to increase patient
comfort and decrease cost.
In addition, non-myeloablative
allografts follow the current trend to "tailor"
the transplant after the need of the individual
patient. An allograft can be established without
excessive toxicity, and the decision whether
full or partial chimerism is optimal for this
individual patient can be delayed until after
toxicity has subsided, one may hope for a lower
complication rate, and improved overall, and
disease-free, survival rates. Allografts following
non-myeloablative regiments are a logical development
in transplant biology, just as purification
of stem cells and the use of HLA-mismatched
donors.
IBMT introduced
in 1999 a protocol for allografting following
a preparative regimen of fludarabine (125 mg/m2)
and cyclosphosphamide (4,200 mg/m2). Peripheral
blood stem cells, mobilized from HLA-identical
siblings with the help of G-CSF, are used at
a dose of at least 3 x 106 CD34+ cells/kg. Cyclosporine
is used after transplant to modulate GvHD.
If at day +30
mixed chimerism is detected by VNTR technique,
the cyclosporine is rapidly tapered to try to
induce full chimerism. If leukemic cells persist,
donor lymphocyte infusions may be considered
to enhance graft vs. Leukemia effect. So far,
four patients (median ag 50 years) have been
transplanted with this regimen. Non myeloid
toxicity was minimal, and two patients did the
entire transplant as an outpatient. Between
the four patients, only a total of two platelet
transfusions were necessary, and the absolute
granulocyte count exceeded 500 / mm3 between
13 and 15 days after stem cell infusion.
A patient with
CML failed to engraft and showed autologous
recovery of Ph+ cells. a patient with AML is
in complete remission and a full chimera at
11 months after transplant; mild chronic GvHD
is present. Two patients had therapy resistant
chronic lymphocytic leukemia. One is in complete
remission and a full chimera about six months
after transplant; the other still is a mixed
chimera and has a decreasing population of leukemic
recipient cells (around 20 percent) in the bone
marrow. All have a Karnofski score of 90 to
100 percent.
Conclusion
In summary, "mini-transplants"
are a promising new tool in the armamentarium
of stem cell transplant. The misleading name
has led some physicians and payrs to conclude
that "mini-transplants" represent
a "diluted" form of allotransplant
that is more easily performed and has fewer
possible complications. This is certainly not
the case.
Until much more
is known about the effect and side effects of
non-myelablative preparative regimens preceding
allografting, such transplants should only be
performed by physicians experienced in the care
of allograft recipients and donors using investigational
protocols.
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